Broker-Dealer Regulation in a Nutshell (Nutshells)
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Broker-Dealer Regulation: Cases and Analysis
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Institutional Equities and the Broker Dealer: An Introduction
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Broker-Dealer Compliance: A Case-based Guide to Compliance Program Elements and Practices (Elgar Compliance Guides)
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The Middleman Economy: How Brokers, Agents, Dealers, and Everyday Matchmakers Create Value and Profit
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Lofchie's Guide To Broker-Dealer Regulation As Of January 2005
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The Body Brokers
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